Helane Morrison Had Changed The Face of Investment And Securities In Many Ways

Helane Morrison is a woman that has spanned several different careers successfully. Currently, she is serving as general counsel Chief compliance officer in the managing director of Hall Capital Partners based in San Francisco. The company that she is working with is considered to be one of the most successful investment companies in the state of California and is also run entirely by women. She began working with the company in 2007 after leaving the San Francisco Securities and Exchange Commission. She was with the SEC between 1999 and 2000 and was responsible for the enforcement of laws and securities and was in charge of fraud litigation and regulatory issues. Her area of authority spanned from the Northwest and Northern California and included five different states.

 

After graduating law school from Northwestern University in Chicago, Illinois where she received hers BS degree in journalism she then received her J.D. from the University of California at Berkley.She was also the editor in chief of the California Law Review. She then went into law serving as a law clerk for Hon. Richard Posen. He was serving in the US Court of Appeals in the Seventh District. After that, she worked for Justice Harry Blackmun until 1986. She then began working for a law firm called Howard, Rice, Nemerovski, Canady, Falk & Rabkin. Ironically, her job at the law firm primarily was composed of defending professionals against the SEC.

 

Helane Morrison has had an exemplary career in many different fields. She has excelled in many different fields of law and enforcement and continues to serve the best interest of the public. She has been one of the most prolific forces in securities and investment law to date.

 

 

Helane Morrison: A Bold Leader

In many industries, the best way to succeed is by being bold and confident. This is especially important in the industry of compliance officers. Helane Morrison is one of the people that are very bold in their pursuits for justice. Helane is a compliance officer who has led an impressive career as a compliance officer. She has worked passionately in her field in order to make a significant difference. Among the places she has worked is SEC. She has risen to positions of leadership due to her impressive work ethic.

 

Helane Morrison has learned to appreciate and fight for the rights of people. She has received a lot of mentoring from various people. One mentor that has stood out to her is Harry A. Blackmunn. Harry has faced a lot of opposition in his field when fighting for the rights of women. He has shown that this field can be vicious when it comes to human rights. This has prepared Helane Morrison for the career that she has taken on. Among the things that she has developed is a thick skin which is needed in order to stand up to corruption in different institutions.

 

Helane shares this passion as well. Her impressive career has gained her a spot in one of the leadership positions at Hall Capital. She was one of the people who have taken on all of the institutions that were involved in unethical handling of affairs back when they have been exposed in the 2007/08 economic downturn. When others didn’t know how to proceed, Helane proceeded with confidence in order to tackle the issue.

 

Helane Morrison: the Office Administrator of Securities and Exchange Commission

Helane Morrison is the managing director, Chief Compliance Officer and General Counsel of Hall Capital Partners. She also sits on the Executive Committee of the firm.

 

Before joining Hall Capital, Morrison worked at the Securities and Exchange Commission between 1999 and 2007, where she headed the company’s San Francisco Office. As District Administrator and later as Regional Director, Helene was tasked with securities’ fraud litigation, law enforcement and regulatory cases in Northern California as well as five Northwest states.

 

Helane graduated from Northwestern University in Chicago with a bachelor’s degree in journalism and later earned her J.D. from Berkeley School of Law in California.

 

Helene’s Experience at SEC

 

After working at SEC as head of San Francisco District Office, Helane was later appointed as the office administrator. Her promotion was announced by the Secretary Chairman, Arthur Levitt. She is the first woman to be appointed as district’s chief and she will for sure continue with the office’s aggressive agenda.

 

Morrison will head both the examination and enforcement programs within the jurisdiction of the San Francisco office, including Oregon, Washington, Montana, Alaska, Northern California, Northern Nevada and Idaho.

 

Helane succeeds David Bayless who stepped down after working as the office administrator for five years.

 

Since joining the Securities and Exchange Commission in 1996, Helane was in charge of various major investigations, three of which led to enforcement actions against New York’s Republic Securities, Dean Witter as well as auditors of the California Micro Devices.

 

Before 1996, while still practicing law, Helane represented clients who had been sued by SEC. She represented the officers from the securities industry in SEC investigations and defended the firm’s clients in class-action lawsuits.

 

She also worked as an arbitrator defending stock brokerage companies and brokers in lawsuits brought by clients.

 

Helane is one of the few Securities and Exchange Commission’s female administrators. Valerie Caproni heads the Los Angeles’ Pacific Region; Mary Keefe is the director of the Midwest Region in Chicago, and Carmen Lawrence directs the Northeast area of New York City.

 

Under her leadership, the SEC San Francisco District Office has doubled its staff from 30 to 60, for the past five years.

 

The examination personnel review books and files of registered bodies like brokerage firms, investment advisors, and mutual funds. On the other hand, enforcement staff investigates and sues individuals who cheat investors.